Coughlin & Company, Inc. (Coughlin) is committed to protecting the interests of our customers in the case of a business disruption.

The Business Continuity Plan summary below illustrates our efforts to reduce risks associated with business interruptions. We periodically test our plan to ensure that we are able to respond should this become necessary.

In the event of a disruption at our corporate offices, some functionality may be temporarily disrupted. Customers can continue to view their positions and account statements by logging into our portal at the Client Log In link above. Communications to Coughlin will continue via telephone at 303-518-7860 or via email at debbie@coughlinandcompany.com.

Account information and transaction history are stored in book-entry form at data service providers. These facilities are remotely located in order to minimize the effect of any single disaster. They also have offsite redundancy of this information.